CUSIP No. 91531F103
|
SCHEDULE 13D/A
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Page 2 of 8 pages
|
||
1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Indaba Capital Management, L.P.
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ¨
(b) x
|
|||
3.
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SEC USE ONLY
|
|||
4.
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SOURCE OF FUNDS (see instructions)
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
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|||
6.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7.
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SOLE VOTING POWER
0
|
||
8.
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SHARED VOTING POWER
6,568,780
|
|||
9.
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SOLE DISPOSITIVE POWER
0
|
|||
10.
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SHARED DISPOSITIVE POWER
6,568,780
|
11.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,568,780
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ¨
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.85% (1)
|
|||
14.
|
TYPE OF REPORTING PERSON (see instructions)
IA
|
|||
___________
(1) Calculation of the foregoing percentage is based on 112,243,093 shares of Common Stock, par value $0.001 per share, of Unwired Planet, Inc. (the "Issuer") based on information provided by the Issuer in its Form 10-Q filed on May 7, 2015.
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CUSIP No. 91531F103
|
SCHEDULE 13D/A
|
Page 3 of 8 pages
|
|||||||
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Indaba Partners, LLC
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ¨
(b) x
|
|||
3.
|
SEC USE ONLY
|
|||
4.
|
SOURCE OF FUNDS (see instructions)
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
|
|||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7.
|
SOLE VOTING POWER
0
|
||
8.
|
SHARED VOTING POWER
6,568,780
|
|||
9.
|
SOLE DISPOSITIVE POWER
0
|
|||
10.
|
SHARED DISPOSITIVE POWER
6,568,780
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,568,780
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ¨
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.85% (1)
|
|||
14.
|
TYPE OF REPORTING PERSON (see instructions)
OO
|
|||
___________
(1) Calculation of the foregoing percentage is based on 112,243,093 shares of Common Stock, par value $0.001 per share, of the Issuer based on information provided by the Issuer in its Form 10-Q filed on May 7, 2015.
|
CUSIP No. 91531F103
|
SCHEDULE 13D/A
|
Page 4 of 8 pages
|
|||||||
1.
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
IC GP, LLC
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ¨
(b) x
|
|||
3.
|
SEC USE ONLY
|
|||
4.
|
SOURCE OF FUNDS (see instructions)
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
|
|||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7.
|
SOLE VOTING POWER
0
|
||
8.
|
SHARED VOTING POWER
6,568,780
|
|||
9.
|
SOLE DISPOSITIVE POWER
0
|
|||
10.
|
SHARED DISPOSITIVE POWER
6,568,780
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,568,780
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ¨
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.85% (1)
|
|||
14.
|
TYPE OF REPORTING PERSON (see instructions)
OO
|
|||
___________
(1) Calculation of the foregoing percentage is based on 112,243,093 shares of Common Stock, par value $0.001 per share, of the Issuer based on information provided by the Issuer in its Form 10-Q filed on May 7, 2015.
|
CUSIP No. 91531F103
|
SCHEDULE 13D/A
|
Page 5 of 8 pages
|
|||||||
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Indaba Capital Fund, L.P.
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ¨
(b) x
|
|||
3.
|
SEC USE ONLY
|
|||
4.
|
SOURCE OF FUNDS (see instructions)
WC
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
|
|||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7.
|
SOLE VOTING POWER
0
|
||
8.
|
SHARED VOTING POWER
6,568,780
|
|||
9.
|
SOLE DISPOSITIVE POWER
0
|
|||
10.
|
SHARED DISPOSITIVE POWER
6,568,780
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,568,780
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ¨
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.85% (1)
|
|||
14.
|
TYPE OF REPORTING PERSON (see instructions)
PN
|
|||
___________
(1) Calculation of the foregoing percentage is based on 112,243,093 shares of Common Stock, par value $0.001 per share, of the Issuer based on information provided by the Issuer in its Form 10-Q filed on May 7, 2015.
|
CUSIP No. 91531F103
|
SCHEDULE 13D/A
|
Page 6 of 8 pages
|
||||||
1.
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Derek C. Schrier
|
|||
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ¨
(b) x
|
|||
3.
|
SEC USE ONLY
|
|||
4.
|
SOURCE OF FUNDS (see instructions)
AF
|
|||
5.
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨
|
|||
6.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7.
|
SOLE VOTING POWER
0
|
||
8.
|
SHARED VOTING POWER
6,568,780
|
|||
9.
|
SOLE DISPOSITIVE POWER
0
|
|||
10.
|
SHARED DISPOSITIVE POWER
6,568,780
|
11.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,568,780
|
|||
12.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ¨
|
|||
13.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.85% (1)
|
|||
14.
|
TYPE OF REPORTING PERSON (see instructions)
IN
|
|||
___________
(1) Calculation of the foregoing percentage is based on 112,243,093 shares of Common Stock, par value $0.001 per share, of the Issuer based on information provided by the Issuer in its Form 10-Q filed on May 7, 2015.
|
CUSIP No. 91531F103
|
SCHEDULE 13D/A
|
Page 7 of 8 pages
|
CUSIP No. 91531F103
|
SCHEDULE 13D/A
|
Page 8 of 8 pages
|
INDABA CAPITAL MANAGEMENT, L.P.
|
||||
By: | /s/ Hank Brier | |||
Name: Hank Brier | ||||
Title: General Counsel |
INDABA PARTNERS, LLC
|
||||
By: | /s/ Hank Brier | |||
Name: Hank Brier | ||||
Title: General Counsel |
IC GP, LLC
|
||||
By: | /s/ Hank Brier | |||
Name: Hank Brier | ||||
Title: General Counsel |
INDABA CAPITAL FUND, L.P.
|
||||
By: | /s/ Hank Brier | |||
Name: Hank Brier | ||||
Title: General Counsel |
/s/ Derek C. Schrier
|
||||
DEREK C. SCHRIER | ||||